Exchange District

Results: 836



#Item
731Securities Act / Financial regulation / Indexed annuity / Retirement / United States Securities and Exchange Commission

ORAL ARGUMENT SCHEDULED FOR FRIDAY, MAY 8, 2009 No[removed]consolidated with No[removed]_____________________________________________ UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT

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Source URL: www.sec.gov

Language: English - Date: 2009-04-14 18:21:24
732New Deal / Securities Act / Financial regulation / Shep / Securities Exchange Act / OTC Bulletin Board / Public company / Isen / Over-the-counter drug / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK SECURITIES AND EXCHANGE COMMISSION, Plaintiff,

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Source URL: www.sec.gov

Language: English - Date: 2007-12-19 16:10:43
733Securities Exchange Act / SEC filings / Financial regulation / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES DISTRICT COURT

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Source URL: www.sec.gov

Language: English - Date: 2007-01-03 15:25:42
734Association of Commonwealth Universities / Student exchange / District of Keewatin / Winnipeg / University of Manitoba / Student exchange program / Academia / Education / Provinces and territories of Canada

Office use only Application for Exchange Student Admission International Centre for Students • 541 University Centre • Winnipeg, Manitoba • Canada R3T 2N2 • Telephone: ([removed] • FAX[removed]

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Source URL: umanitoba.ca

Language: English - Date: 2014-07-02 16:54:46
735Corporate crime / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / Securities and Exchange Commission / Municipal Securities Rulemaking Board / Financial economics / Securities Fraud Deterrence and Investor Restitution Act / Mutual fund scandal / United States securities law / Financial regulation / Government

#..SEC-12 System name: Hearings, Proceedings and Studies--SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Duplicate copies of these records may be maintained by SEC Regional and District

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 13:10:35
73673rd United States Congress / Financial regulation / Government / Corporate crime / U.S. Securities and Exchange Commission / Securities Act / SEC Rule 10b-5 / Securities regulation in the United States / Securities Exchange Act / United States securities law / Law / United States Securities and Exchange Commission

United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued October 18, 2007 Decided January 11, 2008

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Source URL: www.sec.gov

Language: English - Date: 2009-09-23 16:37:49
737Form 10-K / U.S. Securities and Exchange Commission / Business / Audit committee / Otto GmbH / Securities and Exchange Commission Form 10-Q / Lawsuit / Government / Financial regulation / SEC filings / Spiegel / Securities Exchange Act

UNITED STATES DISTRICT COURT

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Source URL: www.sec.gov

Language: English - Date: 2006-11-02 09:59:12
738Bond / Revenue bond / Municipal Securities Rulemaking Board / Underwriting / Osceola County /  Florida / Finance / Securities / Economics / Financial economics

IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF FLORIDA PENSACOLA DIVISION UNITED STATES SECURITIES AND EXCHANGE COMMISSION,

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Source URL: www.sec.gov

Language: English - Date: 2008-04-03 15:07:46
739Investment / Phillip R. Bennett / Banks of Austria / BAWAG / Repurchase agreement / Chapter 11 /  Title 11 /  United States Code / Bankruptcy in the United States / Thomas H. Lee / Debt / Financial economics / Refco / Finance

UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK UNITED STATES SECURITIES AND EXCHANGE COMMISSION,

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Source URL: www.sec.gov

Language: English - Date: 2007-12-19 16:22:32
740Securities Exchange Act / United States Securities and Exchange Commission / Form 10-K / Financial regulation / United States / SEC filings / United States securities law / 73rd United States Congress

IN UNITED STATES DISTRICT COURT FOR NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION SECURITIES AND EXCHANGE COMMISSION,

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Source URL: www.sec.gov

Language: English - Date: 2013-11-25 17:40:48
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